Printable PDFFINRA FINRA-SERIES-7 Exam Questions & Answers
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Vendor: FINRA
Exam Code: FINRA-SERIES-7
Exam Name: FINRA General Securities Representative Qualification (GS)
Certification Provider: FINRA
Total Questions: 400 Q&A ( View Details)
Updated on: Jul 06, 2025
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Related Exams
- FINRA-SERIES-63 FINRA Uniform Securities Agent State Law
- FINRA-SERIES-7 FINRA General Securities Representative Qualification (GS)
- FINRA-SIE FINRA Securities Industry Essentials (SIE)
Related Certifications
FINRA-SERIES-7 Online Practice Questions and Answers
Which of the following does not appear in a municipal syndicate letter to underwriters?
A. the specific bid and offering terms of the issue
B. the amount of each member's participation
C. the extent of the manager's authority in directing the offering
D. the duration of the syndicate account
Bubba purchases 100 shares of XYZ at 78 and, on the same day, writes 1 XYZ October 80 call for a premium of 4. If the option expires unexercised, what is Bubba's profit on the 100 shares of stock?
A. $200
B. $400
C. $600
D. cannot be determined
Bubba is opening a margin account with a member organization. He wishes to purchase 100 shares of XYZ at $15 per share. What is Bubba's initial cash deposit?
A. $375
B. $1,050
C. $1,500
D. $2,000
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